The Form 5500 Annual Report is the primary source of information about the operations, funding and investments of approximately 800,000 retirement and welfare benefit plans. Datasets contain the raw, unedited data from all of the Form 5500 and Form 5500-SF filings for each year, including the data reported in the various schedules.
The dataset consists of closed cases that resulted in penalty assessments by EBSA since 2000. This data provides information on EBSA's enforcement programs to enforce ERISA's Form 5500 Annual Return/Report filing requirement focusing on deficient filers, late filers and non-filers.
Contains cleaned Form 5500 private pension plan, group health plan and Direct Filing Entities data which are used to produce annual Bulletins. Direct Filing Entities data includes "spread" files which allow research to map DFE holds to underlying assets.
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This enforcement database contains cases of non-filers, stop-filers and deficient filers of Forms 5500.
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The Form 5500 Annual Report is the primary source of information about the operations, funding and investments of approximately 800,000 retirement and welfare benefit plans. Datasets contain the raw, unedited data from all of the Form 5500 and Form 5500-SF filings for each year, including the data reported in the various schedules.