Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes. These filings are made on Form 3, Form 4, and Form 5 and submitted to SECs Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

The insider trades made by corporate executives, directors and officers includes the purchases, sales and ownership of securities at a company. The insider transactions data is reliable as it is sourced directly from SEC forms 3,4 and 5. Insider trades is a valuable tool in stock trading and investing. The data on insider transactions is automatically updated once disclosures and reports are made available on SEC. In case you want to learn more about Finnworlds Insider Transactions API, please, visit the website. https://finnworlds.com/insider-transactions-api/

By using this dataset, you agree to cite the Related Publication shown below. This dataset captures insider trading activity at publicly traded companies. The Securities and Exchange Commission has made these insider trading reports available on its web site in a structured format since mid-2003. However, most academic papers use proprietary commercial databases instead of regulatory filings directly, which makes replication challenging because the data manipulation and aggregation steps in commercial databases are opaque and historical records could be altered by the data provider over time. To overcome these limitations, the presented dataset is created from the original regulatory filings; it is updated daily and includes all information reported by insiders without alteration. Daily updates: https://dx.doi.org/10.34740/kaggle/ds/2973477

When there is a vast variety of metrics and tools available to gain market insight, Insider trading offers valuable clues to investors related to future share performance. We at Smart Insider provide global insider trading data and analysis on share transactions made by directors & senior staff in the shares of their own companies.

Monitoring all the insider trading activity is a huge task, we identify 'Smart Insiders' through specialist desktop and quantitative feeds that enable our clients to generate alpha.

Our experienced analyst team use quantitative and qualitative methods to identify the stocks most likely to outperform based on deep analysis of insider trades, and the insiders themselves. Using our easy-to-read derived data we help our clients better understand insider transactions activity to make informed investment decisions.

We provide full customization of reports delivered by desktop, through feeds, or alerts. Our quant clients can receive data in a variety of formats such as XML, XLSX or API via SFTP or Snowflake.

Sample dataset for Desktop Service has been provided with some proprietary fields concealed. Upon request, we can provide a detailed Quant sample.

Tags: Stock Market Data, Equity Market Data, Insider Transactions Data, Insider Trading Intelligence, Trading, Investment Management, Alternative Investment, Asset Management, Equity Research, Market Analysis, United Kingdom, Europe

The dataset consists of 644,643 corporate insider transactions between January 1986 and December 2013 that were filed to the Securities and Exchange Commission using Form 4 under Section 16 of the Securities Exchange Act of 1934. The original filings contain information on the identity of the trader, the role within the firm, the number of shares that were bought or sold, the transaction price, the total share position of the respective trader, the date of trade, and the date of reporting. The data on trades are merged with other characteristics of the insider or the firm. The dataset is used to investigate insider trading quantities and dollar profits to measure the benefits that insiders extract from their superior information. We describe and quantify the dollar profits, study the relation between trading returns and trading quantities and explore the determinants behind this relation.

When there is a vast variety of metrics and tools available to gain market insight, Insider trading offers valuable clues to investors related to future share performance. We at Smart Insider provide global insider trading data and analysis on share transactions made by directors & senior staff in the shares of their own companies.

Monitoring all the insider trading activity is a huge task, we identify 'Smart Insiders' through specialist desktop and quantitative feeds that enable our clients to generate alpha.

Our experienced analyst team uses quantitative and qualitative methods to identify the stocks most likely to outperform based on deep analysis of insider trades, and the insiders themselves. Using our easy-to-read derived data we help our clients better understand insider transactions activity to make informed investment decisions.

We provide full customization of reports delivered by desktop, through feeds, or alerts. Our quant clients can receive data in a variety of formats such as XML, XLSX or API via SFTP or Snowflake.

Sample dataset for Desktop Service has been provided with some proprietary fields concealed. Upon request, we can provide a detailed Quant sample.

Tags: Stock Market Data, Equity Market Data, Insider Transactions Data, Insider Trading Intelligence, Trading Data, Investment Management, Alternative Investment, Asset Management, Equity Research, Market Analysis, Africa

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Trade Surveillance Systems Market Size 2025-2029

The trade surveillance systems market size is forecast to increase by USD 2.53 billion, at a CAGR of 29.7% between 2024 and 2029.

The market is witnessing significant growth due to the increasing demand for comprehensive 360-degree trade surveillance. With the financial industry's heightened focus on preventing criminal and fraudulent trading activities, predictive monitoring solutions have become essential. These systems enable real-time analysis of trading data, identifying potential risks and anomalies before they escalate into significant issues. However, the implementation of these systems comes with challenges. Infrastructural requirements, including the integration of various data sources and the need for advanced technology, pose significant obstacles. Additionally, ensuring regulatory compliance and maintaining data security are ongoing concerns. Companies must navigate these challenges while also staying abreast of evolving regulatory requirements and market trends to effectively capitalize on the opportunities presented by the growing demand for robust trade surveillance solutions.

What will be the Size of the Trade Surveillance Systems Market during the forecast period?

Explore in-depth regional segment analysis with market size data - historical 2019-2023 and forecasts 2025-2029 - in the full report.
Request Free SampleThe market continues to evolve, driven by the dynamic nature of financial markets and the need for advanced technologies to ensure regulatory compliance and prevent financial crimes. These systems are integral to risk management in various sectors, including investment banks, brokerage firms, hedge funds, and asset management companies. Deep learning, automated investigations, fraud detection, order book analysis, algorithmic surveillance, and artificial intelligence are seamlessly integrated into these systems to detect suspicious activity, insider trading, market manipulation, and price anomalies in real-time. Market surveillance solutions employ machine learning models and natural language processing to analyze vast amounts of data from securities trading, derivatives trading, and market data integration. Cloud computing and data visualization tools facilitate efficient data storage and analysis, while reporting tools and regulatory reporting ensure transparency and compliance with regulatory requirements. Market abuse prevention and data security are paramount, with alerting systems and system integration providing real-time alerts for potential threats. The ongoing unfolding of market activities and evolving patterns necessitate continuous innovation and adaptation in trade surveillance systems. These systems are essential in safeguarding the integrity of financial markets and maintaining investor confidence.

How is this Trade Surveillance Systems Industry segmented?

The trade surveillance systems industry research report provides comprehensive data (region-wise segment analysis), with forecasts and estimates in 'USD million' for the period 2025-2029, as well as historical data from 2019-2023 for the following segments. ComponentSolutionsServicesDeploymentOn-premisesCloud-basedSectorLarge enterprisesSmall and medium enterprisesApplicationBanksInstitutional brokersRetail brokersGeographyNorth AmericaUSCanadaEuropeFranceGermanyItalyUKAPACChinaIndiaJapanSouth KoreaRest of World (ROW).

By Component Insights

The solutions segment is estimated to witness significant growth during the forecast period.The market is experiencing significant growth due to the increasing focus on risk management, regulatory compliance, and financial crime prevention in financial markets. Investment banks and brokerage firms are implementing advanced solutions to detect suspicious activity, insider trading, market manipulation, and price anomalies in real-time. Cloud computing and machine learning models are driving the adoption of automated investigations, algorithmic surveillance, and deep learning technologies. SaaS-based solutions for trade surveillance systems are gaining popularity due to their ease of use, low total cost of ownership, and cost-effectiveness. End-users, including institutional brokers and sectors such as BFSI and healthcare, are demanding integrated trade surveillance software that offers data visualization, transaction analytics, and market data integration. Regulatory reporting and compliance auditing are also critical factors driving the market's growth. Moreover, the increasing use of artificial intelligence, natural language processing, and system integration is enabling advanced trading pattern recognition and market abuse prevention. Derivatives trading and hedge funds are also adopting trade surveillance systems to manage risk and ensure regulatory compliance. Data security and data storage are essential considerations for market participan

The number of reported cases for suspected illegal insider trading at Nasdaq Nordic decreased from 2017 to 2018, amounting to 106 cases. The number of reported cases of suspected market manipulation increased since 2017, amounting to 105 cases in 2018.

Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes. These filings are made on Form 3, Form 4, and Form 5 and submitted to SECs Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

There were 230 reported cases of suspected insider trade to Finansinspektionen, the Financial Supervisory Authority in Sweden as of September 2020. The previous year, in 2019, there were in total 357 reported cases of suspected insider trade, and 248 reported cases of suspected market manipulation.

The global Financial Trade Surveillance Systems market is experiencing robust growth, driven by increasing regulatory scrutiny, the rise of algorithmic trading, and the need for robust risk management solutions. The market, estimated at $2.5 billion in 2025, is projected to exhibit a Compound Annual Growth Rate (CAGR) of 12% from 2025 to 2033, reaching an estimated market value of $7 billion by 2033. This growth is fueled by several key factors. Firstly, stricter regulations globally, like MiFID II and Dodd-Frank, mandate sophisticated surveillance systems to detect and prevent market manipulation and insider trading. Secondly, the proliferation of high-frequency and algorithmic trading necessitates advanced technologies capable of monitoring vast volumes of data in real-time. Finally, the increasing sophistication of financial crimes necessitates continuous innovation in surveillance systems, driving demand for AI-powered solutions and enhanced analytics. Major players like NICE, FIS, and Nasdaq are actively investing in research and development to stay ahead in this competitive landscape. The market is segmented by various factors, including deployment mode (on-premise and cloud-based), component (hardware, software, and services), and application (equity trading, derivatives trading, and fixed income trading). The cloud-based segment is experiencing significant growth due to its scalability, cost-effectiveness, and enhanced accessibility. While the adoption of AI and machine learning is a key trend, challenges remain. These include the high cost of implementation, data integration complexities, and the need for skilled professionals to manage and interpret surveillance data. Nevertheless, the long-term outlook for the Financial Trade Surveillance Systems market remains positive, fueled by ongoing technological advancements and the persistent need for robust compliance and risk mitigation.

The global trade surveillance systems market is experiencing robust growth, driven by increasing regulatory scrutiny, the rise of algorithmic and high-frequency trading, and the need for robust market integrity. The market, estimated at $2 billion in 2025, is projected to experience a Compound Annual Growth Rate (CAGR) of 12% from 2025 to 2033, reaching approximately $5 billion by 2033. This expansion is fueled by several key factors. Firstly, stricter regulations globally are mandating more sophisticated surveillance systems to detect and prevent market manipulation, insider trading, and other illicit activities. Secondly, the increasing complexity of trading activities, especially with the prevalence of algorithmic and high-frequency trading, necessitates advanced technologies capable of analyzing vast datasets in real-time. Finally, the growing adoption of cloud-based solutions and artificial intelligence is enhancing the efficiency and effectiveness of trade surveillance, further driving market growth. Major players like Nice, FIS, Software AG, Nasdaq, and Cinnober are actively shaping the market landscape through innovation and strategic partnerships. Despite the positive outlook, the market faces certain challenges. High implementation and maintenance costs can be a barrier to entry for smaller firms, particularly in developing economies. Furthermore, the need for continuous system upgrades to keep pace with evolving regulatory requirements and technological advancements represents a significant ongoing expense. However, the long-term benefits of robust trade surveillance—namely, enhanced market integrity, reduced risk, and improved investor confidence—are expected to outweigh these challenges, fostering sustained growth throughout the forecast period. Segmentation within the market is likely driven by deployment (cloud vs. on-premise), solution type (order surveillance, communication surveillance, etc.), and end-user (exchanges, brokers, investment banks). Regional variations in regulatory frameworks and technological adoption rates will influence market penetration across different geographic areas.

This statistic represents the number of insider trading cases taken up for investigation by Securities and Exchange Board of India (SEBI) in India from fiscal year 2011 to fiscal year 2017. In fiscal year 2017, there were around 34 insider trading cases investigated by SEBI, up from about 12 cases in fiscal year 2016.

In recent years, the Trade Surveillance Software market has emerged as a critical component for financial institutions aiming to maintain compliance with complex regulatory environments and guard against market abuses like insider trading and market manipulation. This software facilitates the real-time monitoring of

The Trade Surveillance Systems market is experiencing robust growth, projected at a Compound Annual Growth Rate (CAGR) of 18% from 2025 to 2033. This expansion is driven by increasing regulatory scrutiny across financial markets globally, necessitating sophisticated systems to detect and prevent market manipulation, insider trading, and other illicit activities. The rising complexity of financial transactions, coupled with the growth of electronic trading and algorithmic trading strategies, further fuels the demand for advanced trade surveillance solutions. Key trends include the adoption of cloud-based deployments for enhanced scalability and cost-effectiveness, the integration of artificial intelligence (AI) and machine learning (ML) for improved detection accuracy, and a focus on providing real-time monitoring capabilities. While data security and privacy concerns pose a restraint, the overall market outlook remains positive, driven by the imperative for robust regulatory compliance and the continuous evolution of financial market structures. The market segmentation reveals a strong preference for solutions over services, reflecting the need for comprehensive, integrated platforms. Similarly, on-cloud deployments are gaining traction compared to on-premise solutions, driven by the benefits of scalability and cost efficiency. Major players like Software AG, Nice Ltd., and BAE Systems are actively innovating and expanding their market share, driving competitive pricing and enhanced features. Regional growth is expected to be diverse, with North America and Europe maintaining significant market share due to established regulatory frameworks and a higher concentration of financial institutions. However, the Asia-Pacific region is poised for significant growth, driven by rapid economic development and increasing regulatory compliance needs in key markets such as China and India. The long-term forecast suggests sustained market expansion, reflecting the ongoing need for advanced trade surveillance to maintain market integrity and protect investors. Estimating the 2025 market size requires additional information; however, based on the provided CAGR and assuming a reasonable starting point, a substantial market size in the billions is anticipated. Recent developments include: July 2022: SymphonyAI, a leader in high-value enterprise AI SaaS for strategic industries, announced the acquisition of NetReveal from BAE Systems. This acquisition is a significant step forward in SymphonyAI's financial vertical expansion strategy., February 2022: Software AG announced the acquisition of StreamSets, a provider of data integration for the modern data stack. With this acquisition, Software AG gains a sizable and rapidly growing SaaS and subscription business, with StreamSets' revenue increasing at a four-year CAGR of more than 70% through 2021. Moreover, StreamSets' enterprise-grade data integration platform enables customers to move data seamlessly and securely to and from any part of their digital backbone, built by Software AG's Digital Business portfolio, across hybrid and multi-cloud environments. This combination allows businesses to better unlock and capture value from data as it moves between on-premises applications, data streams, SaaS applications, legacy data stores, and cloud data platforms like Amazon RedShift, Databricks, and Snowflake. The combined hybrid iPaaS platform will provide consolidated, conformed, and continuous data to smart applications and the connected enterprise., February 2022: INVESTRE and AQUIS partnered to push the fund's industry into a new era of tokenized retail trading. The collaboration allows trading of tokenized, actively managed funds, known as UCITS funds, and will launch in 2022. Investre is developing an exchange where retail customers can buy and sell value-driven investment funds, either directly from the asset manager on the primary market or through an auction process with other users on the secondary market. Aquis is supplying Investre with a fully outsourced technology model, which will power the secondary market. Additionally, this collaboration is a significant milestone for Investre, the fintech behind this innovation.. Key drivers for this market are: Increasing Need for Market Surveillance and growing regulatory compliance, Growing Sophistication of Trade Surveillance via Advanced Analytics, AI, ML, etc.. Potential restraints include: Increasing Need for Market Surveillance and growing regulatory compliance, Growing Sophistication of Trade Surveillance via Advanced Analytics, AI, ML, etc.. Notable trends are: Cloud-based Platforms Expected to Grow Significantly.

The global Market Surveillance Detection Software market is experiencing robust growth, driven by increasing regulatory scrutiny, the rising complexity of financial markets, and the escalating volume of electronic trading. The market's expansion is fueled by a need for sophisticated solutions capable of detecting a wide range of market abuses, including insider trading, spoofing, and market manipulation. The shift towards cloud-based solutions is a significant trend, offering scalability, cost-effectiveness, and improved accessibility compared to on-premise deployments. Key applications include bank business, institutional brokerage, and retail brokerage, with market centers and regulators also representing substantial segments. While the precise market size in 2025 is unavailable, considering a reasonable CAGR of 15% (a conservative estimate given the technological advancements and regulatory pressure) and assuming a 2024 market size of $2 billion, we can project a 2025 market size of approximately $2.3 billion. This growth is expected to continue through 2033, driven by technological innovation and expanding regulatory frameworks globally. Major players like IBM, IPC Systems, and others are actively investing in R&D to enhance their offerings with advanced analytics, AI-powered detection capabilities, and improved user interfaces. However, market restraints include the high cost of implementation and maintenance, the need for specialized expertise, and the ongoing challenge of adapting to evolving regulatory landscapes and sophisticated trading strategies. Segmentation by application and deployment type reflects the diverse needs of market participants, with cloud-based solutions gaining traction due to their flexibility and scalability. Geographic distribution reveals strong demand across North America and Europe, but Asia-Pacific is expected to witness significant growth in the coming years, fueled by rapid economic expansion and increasing financial market activity in regions like China and India. Overall, the Market Surveillance Detection Software market presents a significant opportunity for technology providers and a crucial need for financial institutions to ensure market integrity and compliance.

Smart Insider’s Global Share Buyback Database offers invaluable insights to investors. We provide detailed, up-to-date share buyback data covering over 55,000 companies globally and over 12,200 from US & Canada (North America), that’s every company that reports Buybacks through regulatory processes.

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We provide full customization of reports delivered by desktop, through feeds, or alerts. Our quant clients can receive data in a variety of formats such as CSV, XML or XLSX via SFTP, API or Snowflake.

Sample dataset for Desktop Service has been provided with limited fields. Upon request, we can provide a detailed Quant sample.

Tags: Equity Market Data, Stock Market Data, Corporate Actions Data, Corporate Buyback Data, Company Financial Data, Insider Trading Data

The global Trade Surveillance System market is experiencing robust growth, driven by increasing regulatory scrutiny, the rise of algorithmic and high-frequency trading, and the need for robust risk management within financial institutions. The market, estimated at $2 billion in 2025, is projected to expand at a Compound Annual Growth Rate (CAGR) of 12% from 2025 to 2033, reaching an estimated value of $6 billion by 2033. This growth is fueled by several key factors. Firstly, stricter regulations like MiFID II and Dodd-Frank are mandating more sophisticated surveillance capabilities for financial institutions globally. Secondly, the increasing complexity and volume of transactions, especially with the prevalence of algorithmic and high-frequency trading, necessitates advanced systems to detect and prevent market manipulation and insider trading. Thirdly, the growing adoption of cloud-based solutions offers scalability, cost-effectiveness, and enhanced accessibility for firms of all sizes. The market is segmented by application (Banks, Institutional Brokers, Retail Brokers, Market Centers & Regulators, Others) and type (On-Premise, Cloud), with the cloud segment anticipated to witness faster growth due to its inherent advantages. The competitive landscape is marked by a blend of established players and specialized technology providers. Major players like ACA Group, FIS, IBM, and NICE Systems are leveraging their existing infrastructure and expertise to offer comprehensive surveillance solutions. Meanwhile, specialized firms like Aquis Exchange and Cinnober are focusing on niche market segments, providing cutting-edge technology and tailored solutions. Geographic distribution shows North America and Europe currently dominating the market, but the Asia-Pacific region is poised for significant growth driven by expanding financial markets and regulatory compliance efforts in countries like China and India. Challenges remain, including the high initial investment costs associated with implementing sophisticated surveillance systems and the ongoing need to adapt to evolving regulatory landscapes and emerging trading strategies. However, the long-term growth prospects for the Trade Surveillance System market remain extremely positive, driven by the continuous need for enhanced market integrity and efficient risk management in the global financial ecosystem.

Smart Insider’s Global Share Buyback Database offers invaluable insights to investors on corporate actions data. We provide detailed, up-to-date share buyback data covering over 55,000 companies globally and over 20K+ from Asia, that’s every company that reports Buybacks through regulatory processes.

Our Share buyback data includes detailed information on all major buyback transactions including source announcements and derived analysis fields. Our platform adds a visual representation of the data, allowing investors to quickly identify patterns and make decisions based on their findings.

Get detailed share buyback insights with Smart Insider and stay ahead of the curve with accurate, historical buyback insight that helps you make better investment decisions.

We provide full customization of reports delivered by desktop, through feeds, or alerts. Our quant clients can receive data in a variety of formats such as CSV, XML or XLSX via SFTP, API or Snowflake.

Sample dataset for Desktop Service has been provided with limited fields. Upon request, we can provide a detailed Quant sample.

Tags: Equity Market Data, Stock Market Data, Corporate Actions Data, Corporate Buyback Data, Company Financial Data, Insider Trading Data

The Trade Surveillance Systems market is an essential component of contemporary financial infrastructure, designed to safeguard against market manipulations, insider trading, and other unethical trading practices. These systems analyze trading data, identify suspicious activities, and ensure compliance with regulato