Abstract

The study included four separate surveys:

1. The LSMS survey of general population of Serbia in 2002

2. The survey of Family Income Support (MOP in Serbian) recipients in 2002 These two datasets are published together separately from the 2003 datasets.

3. The LSMS survey of general population of Serbia in 2003 (panel survey)

4. The survey of Roma from Roma settlements in 2003 These two datasets are published together.

Objectives

LSMS represents multi-topical study of household living standard and is based on international experience in designing and conducting this type of research. The basic survey was carried out in 2002 on a representative sample of households in Serbia (without Kosovo and Metohija). Its goal was to establish a poverty profile according to the comprehensive data on welfare of households and to identify vulnerable groups. Also its aim was to assess the targeting of safety net programs by collecting detailed information from individuals on participation in specific government social programs. This study was used as the basic document in developing Poverty Reduction Strategy (PRS) in Serbia which was adopted by the Government of the Republic of Serbia in October 2003.

The survey was repeated in 2003 on a panel sample (the households which participated in 2002 survey were re-interviewed).

Analysis of the take-up and profile of the population in 2003 was the first step towards formulating the system of monitoring in the Poverty Reduction Strategy (PRS). The survey was conducted in accordance with the same methodological principles used in 2002 survey, with necessary changes referring only to the content of certain modules and the reduction in sample size. The aim of the repeated survey was to obtain panel data to enable monitoring of the change in the living standard within a period of one year, thus indicating whether there had been a decrease or increase in poverty in Serbia in the course of 2003. [Note: Panel data are the data obtained on the sample of households which participated in the both surveys. These data made possible tracking of living standard of the same persons in the period of one year.]

Along with these two comprehensive surveys, conducted on national and regional representative samples which were to give a picture of the general population, there were also two surveys with particular emphasis on vulnerable groups. In 2002, it was the survey of living standard of Family Income Support recipients with an aim to validate this state supported program of social welfare. In 2003 the survey of Roma from Roma settlements was conducted. Since all present experiences indicated that this was one of the most vulnerable groups on the territory of Serbia and Montenegro, but with no ample research of poverty of Roma population made, the aim of the survey was to compare poverty of this group with poverty of basic population and to establish which categories of Roma population were at the greatest risk of poverty in 2003. However, it is necessary to stress that the LSMS of the Roma population comprised potentially most imperilled Roma, while the Roma integrated in the main population were not included in this study.

Geographic coverage

The surveys were conducted on the whole territory of Serbia (without Kosovo and Metohija).

Kind of data

Sample survey data [ssd]

Sampling procedure

Sample frame for both surveys of general population (LSMS) in 2002 and 2003 consisted of all permanent residents of Serbia, without the population of Kosovo and Metohija, according to definition of permanently resident population contained in UN Recommendations for Population Censuses, which were applied in 2002 Census of Population in the Republic of Serbia. Therefore, permanent residents were all persons living in the territory Serbia longer than one year, with the exception of diplomatic and consular staff.

The sample frame for the survey of Family Income Support recipients included all current recipients of this program on the territory of Serbia based on the official list of recipients given by Ministry of Social affairs.

The definition of the Roma population from Roma settlements was faced with obstacles since precise data on the total number of Roma population in Serbia are not available. According to the last population Census from 2002 there were 108,000 Roma citizens, but the data from the Census are thought to significantly underestimate the total number of the Roma population. However, since no other more precise data were available, this number was taken as the basis for estimate on Roma population from Roma settlements. According to the 2002 Census, settlements with at least 7% of the total population who declared itself as belonging to Roma nationality were selected. A total of 83% or 90,000 self-declared Roma lived in the settlements that were defined in this way and this number was taken as the sample frame for Roma from Roma settlements.

Planned sample: In 2002 the planned size of the sample of general population included 6.500 households. The sample was both nationally and regionally representative (representative on each individual stratum). In 2003 the planned panel sample size was 3.000 households. In order to preserve the representative quality of the sample, we kept every other census block unit of the large sample realized in 2002. This way we kept the identical allocation by strata. In selected census block unit, the same households were interviewed as in the basic survey in 2002. The planned sample of Family Income Support recipients in 2002 and Roma from Roma settlements in 2003 was 500 households for each group.

Sample type: In both national surveys the implemented sample was a two-stage stratified sample. Units of the first stage were enumeration districts, and units of the second stage were the households. In the basic 2002 survey, enumeration districts were selected with probability proportional to number of households, so that the enumeration districts with bigger number of households have a higher probability of selection. In the repeated survey in 2003, first-stage units (census block units) were selected from the basic sample obtained in 2002 by including only even numbered census block units. In practice this meant that every second census block unit from the previous survey was included in the sample. In each selected enumeration district the same households interviewed in the previous round were included and interviewed. On finishing the survey in 2003 the cases were merged both on the level of households and members.

Stratification: Municipalities are stratified into the following six territorial strata: Vojvodina, Belgrade, Western Serbia, Central Serbia (Šumadija and Pomoravlje), Eastern Serbia and South-east Serbia. Primary units of selection are further stratified into enumeration districts which belong to urban type of settlements and enumeration districts which belong to rural type of settlement.

The sample of Family Income Support recipients represented the cases chosen randomly from the official list of recipients provided by Ministry of Social Affairs. The sample of Roma from Roma settlements was, as in the national survey, a two-staged stratified sample, but the units in the first stage were settlements where Roma population was represented in the percentage over 7%, and the units of the second stage were Roma households. Settlements are stratified in three territorial strata: Vojvodina, Beograd and Central Serbia.

Mode of data collection

Face-to-face [f2f]

Research instrument

In all surveys the same questionnaire with minimal changes was used. It included different modules, topically separate areas which had an aim of perceiving the living standard of households from different angles. Topic areas were the following: 1. Roster with demography. 2. Housing conditions and durables module with information on the age of durables owned by a household with a special block focused on collecting information on energy billing, payments, and usage. 3. Diary of food expenditures (weekly), including home production, gifts and transfers in kind. 4. Questionnaire of main expenditure-based recall periods sufficient to enable construction of annual consumption at the household level, including home production, gifts and transfers in kind. 5. Agricultural production for all households which cultivate 10+ acres of land or who breed cattle. 6. Participation and social transfers module with detailed breakdown by programs 7. Labour Market module in line with a simplified version of the Labour Force Survey (LFS), with special additional questions to capture various informal sector activities, and providing information on earnings 8. Health with a focus on utilization of services and expenditures (including informal payments) 9. Education module, which incorporated pre-school, compulsory primary education, secondary education and university education. 10. Special income block, focusing on sources of income not covered in other parts (with a focus on remittances).

Response rate

During field work, interviewers kept a precise diary of interviews, recording both successful and unsuccessful visits. Particular attention was paid to reasons why some households were not interviewed. Separate marks were given for households which were not interviewed due to refusal and for cases when a given household could not be found on the territory of the chosen census block.

In 2002 a total of 7,491 households were contacted. Of this number a total of 6,386 households in 621 census rounds were interviewed. Interviewers did not manage to collect the data for 1,106 or 14.8% of selected households. Out of this number 634 households

This is an integration of 10 independent multi-country, multi-region, multi-cultural social surveys fielded by Gallup International between 2000 and 2013. The integrated data file contains responses from 535,159 adults living in 103 countries. In total, the harmonization project combined 571 social surveys.

These data have value in a number of longitudinal multi-country, multi-regional, and multi-cultural (L3M) research designs. Understood as independent, though non-random, L3M samples containing a number of multiple indicator ASQ (ask same questions) and ADQ (ask different questions) measures of human development, the environment, international relations, gender equality, security, international organizations, and democracy, to name a few [see full list below].

The data can be used for exploratory and descriptive analysis, with greatest utility at low levels of resolution (e.g. nation-states, supranational groupings). Level of resolution in analysis of these data should be sufficiently low to approximate confidence intervals.

These data can be used for teaching 3M methods, including data harmonization in L3M, 3M research design, survey design, 3M measurement invariance, analysis, and visualization, and reporting. Opportunities to teach about para data, meta data, and data management in L3M designs.

The country units are an unbalanced panel derived from non-probability samples of countries and respondents> Panels (countries) have left and right censorship and are thusly unbalanced. This design limitation can be overcome to the extent that VOTP panels are harmonized with public measurements from other 3M surveys to establish balance in terms of panels and occasions of measurement. Should L3M harmonization occur, these data can be assigned confidence weights to reflect the amount of error in these surveys.

Pooled public opinion surveys (country means), when combine with higher quality country measurements of the same concepts (ASQ, ADQ), can be leveraged to increase the statistical power of pooled publics opinion research designs (multiple L3M datasets)…that is, in studies of public, rather than personal, beliefs.

The Gallup Voice of the People survey data are based on uncertain sampling methods based on underspecified methods. Country sampling is non-random. The sampling method appears be primarily probability and quota sampling, with occasional oversample of urban populations in difficult to survey populations. The sampling units (countries and individuals) are poorly defined, suggesting these data have more value in research designs calling for independent samples replication and repeated-measures frameworks.

**The Voice of the People Survey Series is WIN/Gallup International Association's End of Year survey and is a global study that collects the public's view on the challenges that the world faces today. Ongoing since 1977, the purpose of WIN/Gallup International's End of Year survey is to provide a platform for respondents to speak out concerning government and corporate policies. The Voice of the People, End of Year Surveys for 2012, fielded June 2012 to February 2013, were conducted in 56 countries to solicit public opinion on social and political issues. Respondents were asked whether their country was governed by the will of the people, as well as their attitudes about their society. Additional questions addressed respondents' living conditions and feelings of safety around their living area, as well as personal happiness. Respondents' opinions were also gathered in relation to business development and their views on the effectiveness of the World Health Organization. Respondents were also surveyed on ownership and use of mobile devices. Demographic information includes sex, age, income, education level, employment status, and type of living area.

About this dataset

Context

The dataset tabulates the data for the population pyramid, which represents the population distribution across age and gender, using estimates from the U.S. Census Bureau American Community Survey (ACS) -Year Estimates. It lists the male and female population for each age group, along with the total population for those age groups. Higher numbers at the bottom of the table suggest population growth, whereas higher numbers at the top indicate declining birth rates. Furthermore, the dataset can be utilized to understand the youth dependency ratio, old-age dependency ratio, total dependency ratio, and potential support ratio.

Key observations

• Youth dependency ratio, which is the number of children aged 0-14 per 100 persons aged 15-64, for , is .
• Old-age dependency ratio, which is the number of persons aged 65 or over per 100 persons aged 15-64, for , is .
• Total dependency ratio for is .
• Potential support ratio, which is the number of youth (working age population) per elderly, for is .

Content

When available, the data consists of estimates from the U.S. Census Bureau American Community Survey (ACS) -Year Estimates.

Age groups:

• Under 5 years
• 5 to 9 years
• 10 to 14 years
• 15 to 19 years
• 20 to 24 years
• 25 to 29 years
• 30 to 34 years
• 35 to 39 years
• 40 to 44 years
• 45 to 49 years
• 50 to 54 years
• 55 to 59 years
• 60 to 64 years
• 65 to 69 years
• 70 to 74 years
• 75 to 79 years
• 80 to 84 years
• 85 years and over

Variables / Data Columns

• Age Group: This column displays the age group for the population analysis. Total expected values are 18 and are define above in the age groups section.
• Population (Male): The male population in the for the selected age group is shown in the following column.
• Population (Female): The female population in the for the selected age group is shown in the following column.
• Total Population: The total population of the for the selected age group is shown in the following column.

Good to know

Margin of Error

Data in the dataset are based on the estimates and are subject to sampling variability and thus a margin of error. Neilsberg Research recommends using caution when presening these estimates in your research.

Custom data

If you do need custom data for any of your research project, report or presentation, you can contact our research staff at research@neilsberg.com for a feasibility of a custom tabulation on a fee-for-service basis.

Inspiration

Neilsberg Research Team curates, analyze and publishes demographics and economic data from a variety of public and proprietary sources, each of which often includes multiple surveys and programs. The large majority of Neilsberg Research aggregated datasets and insights is made available for free download at https://www.neilsberg.com/research/.

Recommended for further research

This dataset is a part of the main dataset for Population by Age. You can refer the same here

Description: The 2005 HSRC Master Sample was used for SABSSM 2008 and 2012, the SANHANES study in 2012 and SASAS 2007-2010 (adjacent EAs) to obtain an understanding of geographical spread of HIV/AIDS, perceptions and attitudes of people and other health related studies over time. Abstract: A sample can be defined as a subset containing the characteristics of a larger population. Samples are used in statistical testing when population sizes are too large for the test to include all possible members or observations. A sample should represent the whole population and not reflect bias toward a specific attribute.[1] One of the most crucial aspects of sample design in household surveys is its frame. The sampling frame has significant implications on the cost and the quality of any survey, household or otherwise.[2] The sampling frame .... in a household survey must cover the entire target population. When that frame is used for multiple surveys or multiple rounds of the same survey it is known as a master sample frame or .... master sample.[3] A master sample is a sample drawn from a population for use on a number of future occasions, so as to avoid ad hoc sampling on each occasion. Sometimes the master sample is large and subsequent inquiries are based on a sub-sample from it.[4] The HSRC compiles master samples in order to construct samples for various HSRC research studies. The 2005 HSRC Master Sample was used for SABSSM 2008 and 2012, SASAS 2007-2010 and the SANHANES study in 2012 to obtain an understanding of geographical spread of HIV/AIDS, perceptions and attitudes of people and other health related studies over time. The 2005 HSRC Master Sample was created in the following way: South Africa was delineated into EAs according to municipality and province. Municipal boundaries were obtained from the Municipal Demarcation Board. An Enumeration area (EA) is the smallest geographical unit (piece of land) into which the country is divided for census or survey enumeration.[5] The concepts and definitions of terms used for Census 2001 comply in most instances with United Nations standards for censuses. A total of 1,000 census enumeration areas (EAs) from the 2001 population census were randomly selected using probability proportional to size and stratified by province, locality type and race in urban areas from a database of 80 787 EAs that were mapped using aerial photography to develop an HSRC master sample for selecting households. The ideal frame would be complete with respect to the target population if all of its members (the universe) are covered by the frame. Ideal characteristics of a master sample: The master frame should be as complete, accurate and current as practicable. A master sample frame for household surveys is typically developed from the most recent census, just as a regular sample frame is. Because the master frame may be used during an entire intercensal (between census) period, however, it will usually require periodic and regular updating such as every 2-3 years. This is in contrast to a regular frame which is more likely to be up-dated on an ad hoc basis and only when a particular survey is being planned[6] [1] http://www.investopedia.com/terms/s/sample.asp [2] http://unstats.un.org/unsd/demographic/meetings/egm/sampling_1203/docs/no_3.pdf [3] http://unstats.un.org/unsd/demographic/meetings/egm/sampling_1203/docs/no_3.pdf [4] A Dictionary of Statistical Terms, 5th edition, prepared for the International Statistical Institute by F.H.C. Marriott. Published for the International Statistical Institute by Longman Scientific and Technical. http://stats.oecd.org/glossary/detail.asp?ID=3708 [5] http://africageodownloads.info/128_mokgokolo.pdf [6] http://unstats.un.org/unsd/demographic/meetings/egm/sampling_1203/docs/no_3.pdf All enumeration areas (80 787 EAs) within the South African borders during the 2001 Census. The whole country was delimited into EAs according to municipality and province. Municipal boundaries were obtained from the Municipal Demarcation Board. A total of 1,000 census enumeration areas (EAs) from the 2001 population census were randomly selected using probability proportional to size and stratified by province, locality type and race in urban areas from a database of 80 787 EAs that were mapped in all surveys using aerial photography to develop all HSRC master sample for selecting households. The first digit represents the province The second and third digits represent the municipality

Definition of the selected demographic and socioeconomic variables.

1: This value is the absolute value of the ratio of the estimated to the known (i.e. Column 2/Column 1) which is transformed with a logarithm (base 2). Successive columns (5, 7, 9, 11, 13, 15, 17) use the preceding estimation value.Recursive Back Estimation Process to Identify and Eliminate Poor Predictors Using the Original Estimator Without Weights.

Abstract

Survey based Harmonized Indicators (SHIP) files are harmonized data files from household surveys that are conducted by countries in Africa. To ensure the quality and transparency of the data, it is critical to document the procedures of compiling consumption aggregation and other indicators so that the results can be duplicated with ease. This process enables consistency and continuity that make temporal and cross-country comparisons consistent and more reliable.

Four harmonized data files are prepared for each survey to generate a set of harmonized variables that have the same variable names. Invariably, in each survey, questions are asked in a slightly different way, which poses challenges on consistent definition of harmonized variables. The harmonized household survey data present the best available variables with harmonized definitions, but not identical variables. The four harmonized data files are

a) Individual level file (Labor force indicators in a separate file): This file has information on basic characteristics of individuals such as age and sex, literacy, education, health, anthropometry and child survival. b) Labor force file: This file has information on labor force including employment/unemployment, earnings, sectors of employment, etc. c) Household level file: This file has information on household expenditure, household head characteristics (age and sex, level of education, employment), housing amenities, assets, and access to infrastructure and services. d) Household Expenditure file: This file has consumption/expenditure aggregates by consumption groups according to Purpose (COICOP) of Household Consumption of the UN.

Geographic coverage

National

Analysis unit

• Individual level for datasets with suffix _I and _L
• Household level for datasets with suffix _H and _E

Universe

The survey covered all de jure household members (usual residents).

Kind of data

Sample survey data [ssd]

Sampling procedure

Sampling Frame and Units As in all probability sample surveys, it is important that each sampling unit in the surveyed population has a known, non-zero probability of selection. To achieve this, there has to be an appropriate list, or sampling frame of the primary sampling units (PSUs).The universe defined for the GLSS 5 is the population living within private households in Ghana. The institutional population (such as schools, hospitals etc), which represents a very small percentage in the 2000 Population and Housing Census (PHC), is excluded from the frame for the GLSS 5.

The Ghana Statistical Service (GSS) maintains a complete list of census EAs, together with their respective population and number of households as well as maps, with well defined boundaries, of the EAs. . This information was used as the sampling frame for the GLSS 5. Specifically, the EAs were defined as the primary sampling units (PSUs), while the households within each EA constituted the secondary sampling units (SSUs).

Stratification In order to take advantage of possible gains in precision and reliability of the survey estimates from stratification, the EAs were first stratified into the ten administrative regions. Within each region, the EAs were further sub-divided according to their rural and urban areas of location. The EAs were also classified according to ecological zones and inclusion of Accra (GAMA) so that the survey results could be presented according to the three ecological zones, namely 1) Coastal, 2) Forest, and 3) Northern Savannah, and for Accra.

Sample size and allocation The number and allocation of sample EAs for the GLSS 5 depend on the type of estimates to be obtained from the survey and the corresponding precision required. It was decided to select a total sample of around 8000 households nationwide.

To ensure adequate numbers of complete interviews that will allow for reliable estimates at the various domains of interest, the GLSS 5 sample was designed to ensure that at least 400 households were selected from each region.

A two-stage stratified random sampling design was adopted. Initially, a total sample of 550 EAs was considered at the first stage of sampling, followed by a fixed take of 15 households per EA. The distribution of the selected EAs into the ten regions or strata was based on proportionate allocation using the population.

For example, the number of selected EAs allocated to the Western Region was obtained as: 1924577/18912079*550 = 56

Under this sampling scheme, it was observed that the 400 households minimum requirement per region could be achieved in all the regions but not the Upper West Region. The proportionate allocation formula assigned only 17 EAs out of the 550 EAs nationwide and selecting 15 households per EA would have yielded only 255 households for the region. In order to surmount this problem, two options were considered: retaining the 17 EAs in the Upper West Region and increasing the number of selected households per EA from 15 to about 25, or increasing the number of selected EAs in the region from 17 to 27 and retaining the second stage sample of 15 households per EA.

The second option was adopted in view of the fact that it was more likely to provide smaller sampling errors for the separate domains of analysis. Based on this, the number of EAs in Upper East and the Upper West were adjusted from 27 and 17 to 40 and 34 respectively, bringing the total number of EAs to 580 and the number of households to 8,700.

A complete household listing exercise was carried out between May and June 2005 in all the selected EAs to provide the sampling frame for the second stage selection of households. At the second stage of sampling, a fixed number of 15 households per EA was selected in all the regions. In addition, five households per EA were selected as replacement samples.The overall sample size therefore came to 8,700 households nationwide.

Mode of data collection

Face-to-face [f2f]

Abstract

In 1985 the population and health observatory was established at Mlomp, in the region of Ziguinchor, in southern Senegal (see map). The objective was to complement the two rural population observatories then existing in the country, Bandafassi, in the south-east, and Niakhar, in the centre-west, with a third observatory in a region - the south-west of the country (Casamance) - whose history, ethnic composition and economic situation were quite different from those of the regions where the first two observatories were located. It was expected that measuring the demographic levels and trends on those three sites would provide better coverage of the demographic and epidemiological diversity of the country.

Following a population census in 1984-1985, demographic events and causes of death have been monitored yearly. During the initial census, all women were interviewed concerning the birth and survival of their children. Since 1985, yearly censuses, usually conducted in January-February, have been recording demographic data, including all births, deaths, and migrations. The completeness and accuracy of dates of birth and death are cross-checked against those of registers of the local maternity ward (_95% of all births) and dispensary (all deaths are recorded, including those occurring outside the area), respectively. The study area comprises 11 villages with approximately 8000 inhabitants, mostly Diola. Mlomp is located in the Department of Oussouye, Region of Ziguinchor (Casamance), 500 km south of Dakar.

On 1 January 2000 the Mlomp area included a population of 7,591 residents living in 11 villages. The population density was 108 people per square kilometre. The population belongs to the Diola ethnic group, and the religion is predominantly animist, with a large minority of Christians and a few Muslims. Though low, the educational level - in 2000, 55% of women aged 15-49 had been to school (for at least one year) - is definitely higher than at Bandafassi. The population also benefits from much better health infrastructure and programmes. Since 1961, the area under study has been equipped with a private health centre run by French Catholic nurses and, since 1968, a village maternity centre where most women give birth. The vast majority of the children are totally immunized and involved in a growth-monitoring programme (Pison et al.,1993; Pison et al., 2001).

Geographic coverage

The Mlomp DSS site, about 500 km from the capital, Dakar, in Senegal, lies between latitudes 12°36' and 12°32'N and longitudes 16°33' and 16°37'E, at an altitude ranging from 0 to 20 m above sea level. It is in the region of Ziguinchor, Département of Oussouye (Casamance), in southwest Senegal. It is locates 50 km west of the city of Ziguinchor and 25 kms north of the border with Guinea Bissau. It covers about half the Arrondissement of Loudia-Ouolof. The Mlomp DSS site is about 11 km × 7 km and has an area of 70 km2. Villages are households grouped in a circle with a 3-km diameter and surrounded by lands that are flooded during the rainy season and cultivated for rice. There is still no electricity.

Analysis unit

Individual

Universe

At the census, a person was considered a member of the compound if the head of the compound declared it to be so. This definition was broad and resulted in a de jure population under study. Thereafter, a criterion was used to decide whether and when a person was to be excluded or included in the population.

A person was considered to exit from the study population through either death or emigration. Part of the population of Mlomp engages in seasonal migration, with seasonal migrants sometimes remaining 1 or 2 years outside the area before returning. A person who is absent for two successive yearly rounds, without returning in between, is regarded as having emigrated and no longer resident in the study population at the date of the second round. This definition results in the inclusion of some vital events that occur outside the study area. Some births, for example, occur to women classified in the study population but physically absent at the time of delivery, and these births are registered and included in the calculation of rates, although information on them is less accurate. Special exit criteria apply to babies born outside the study area: they are considered emigrants on the same date as their mother.

A new person enters the study population either through birth to a woman of the study population or through immigration. Information on immigrants is collected when the list of compounds of a village is checked ("Are there new compounds or new families who settled since the last visit?") or when the list of members of a compound is checked ("Are there new persons in the compound since the last visit?"). Some immigrants are villagers who left the area several years before and were excluded from the study population. Information is collected to determine in which compound they were previously registered, to match the new and old information.

Information is routinely collected on movements from one compound to another within the study area. Some categories of the population, such as older widows or orphans, frequently move for short periods of time and live in between several compounds, and they may be considered members of these compounds or of none. As a consequence, their movements are not always declared.

Kind of data

Event history data

Frequency of data collection

One round of data collection took place annually, except in 1987 and 2008.

Sampling procedure

No samplaing is done

Sampling deviation

None

Mode of data collection

Proxy Respondent [proxy]

Research instrument

List of questionnaires: - Household book (used to register informations needed to define outmigrations) - Delivery questionnaire (used to register information of dispensaire ol mlomp) - New household questionnaire - New member questionnaire - Marriage and divorce questionnaire - Birth and marital histories questionnaire (for a new member) - Death questionnaire (used to register the date of death)

Cleaning operations

On data entry data consistency and plausibility were checked by 455 data validation rules at database level. If data validaton failure was due to a data collection error, the questionnaire was referred back to the field for revisit and correction. If the error was due to data inconsistencies that could not be directly traced to a data collection error, the record was referred to the data quality team under the supervision of the senior database scientist. This could request further field level investigation by a team of trackers or could correct the inconsistency directly at database level.

No imputations were done on the resulting micro data set, except for:

a. If an out-migration (OMG) event is followed by a homestead entry event (ENT) and the gap between OMG event and ENT event is greater than 180 days, the ENT event was changed to an in-migration event (IMG). b. If an out-migration (OMG) event is followed by a homestead entry event (ENT) and the gap between OMG event and ENT event is less than 180 days, the OMG event was changed to an homestead exit event (EXT) and the ENT event date changed to the day following the original OMG event. c. If a homestead exit event (EXT) is followed by an in-migration event (IMG) and the gap between the EXT event and the IMG event is greater than 180 days, the EXT event was changed to an out-migration event (OMG). d. If a homestead exit event (EXT) is followed by an in-migration event (IMG) and the gap between the EXT event and the IMG event is less than 180 days, the IMG event was changed to an homestead entry event (ENT) with a date equal to the day following the EXT event. e. If the last recorded event for an individual is homestead exit (EXT) and this event is more than 180 days prior to the end of the surveillance period, then the EXT event is changed to an out-migration event (OMG)

In the case of the village that was added (enumerated) in 2006, some individuals may have outmigrated from the original surveillance area and setlled in the the new village prior to the first enumeration. Where the records of such individuals have been linked, and indivdiual can legitmately have and outmigration event (OMG) forllowed by and enumeration event (ENU). In a few cases a homestead exit event (EXT) was followed by an enumeration event in these cases. In these instances the EXT events were changed to an out-migration event (OMG).

Response rate

On an average the response rate is about 99% over the years for each round.

Sampling error estimates

Not applicable

Data appraisal

CenterId Metric Table QMetric Illegal Legal Total Metric Rundate
SN012 MicroDataCleaned Starts 18756 2017-05-19 00:00
SN012 MicroDataCleaned Transitions 0 45136 45136 0 2017-05-19 00:00
SN012 MicroDataCleaned Ends 18756 2017-05-19 00:00
SN012 MicroDataCleaned SexValues 38 45098 45136 0 2017-05-19 00:00
SN012 MicroDataCleaned DoBValues 204 44932 45136 0 2017-05-19 00:00

Characteristics of the datasets used to estimate minimum sample size.

Default sim_abundance function call, with descriptions, default values and associated parameter symbols of key arguments.

Abstract

The harmonized data set on health, created and published by the ERF, is a subset of Iraq Household Socio Economic Survey (IHSES) 2012. It was derived from the household, individual and health modules, collected in the context of the above mentioned survey. The sample was then used to create a harmonized health survey, comparable with the Iraq Household Socio Economic Survey (IHSES) 2007 micro data set.

----> Overview of the Iraq Household Socio Economic Survey (IHSES) 2012:

Iraq is considered a leader in household expenditure and income surveys where the first was conducted in 1946 followed by surveys in 1954 and 1961. After the establishment of Central Statistical Organization, household expenditure and income surveys were carried out every 3-5 years in (1971/ 1972, 1976, 1979, 1984/ 1985, 1988, 1993, 2002 / 2007). Implementing the cooperation between CSO and WB, Central Statistical Organization (CSO) and Kurdistan Region Statistics Office (KRSO) launched fieldwork on IHSES on 1/1/2012. The survey was carried out over a full year covering all governorates including those in Kurdistan Region.

The survey has six main objectives. These objectives are:

1. Provide data for poverty analysis and measurement and monitor, evaluate and update the implementation Poverty Reduction National Strategy issued in 2009.
2. Provide comprehensive data system to assess household social and economic conditions and prepare the indicators related to the human development.
3. Provide data that meet the needs and requirements of national accounts.
4. Provide detailed indicators on consumption expenditure that serve making decision related to production, consumption, export and import.
5. Provide detailed indicators on the sources of households and individuals income.
6. Provide data necessary for formulation of a new consumer price index number.

The raw survey data provided by the Statistical Office were then harmonized by the Economic Research Forum, to create a comparable version with the 2006/2007 Household Socio Economic Survey in Iraq. Harmonization at this stage only included unifying variables' names, labels and some definitions. See: Iraq 2007 & 2012- Variables Mapping & Availability Matrix.pdf provided in the external resources for further information on the mapping of the original variables on the harmonized ones, in addition to more indications on the variables' availability in both survey years and relevant comments.

Geographic coverage

National coverage: Covering a sample of urban, rural and metropolitan areas in all the governorates including those in Kurdistan Region.

Analysis unit

1- Household/family. 2- Individual/person.

Universe

The survey was carried out over a full year covering all governorates including those in Kurdistan Region.

Kind of data

Sample survey data [ssd]

Sampling procedure

----> Design:

Sample size was (25488) household for the whole Iraq, 216 households for each district of 118 districts, 2832 clusters each of which includes 9 households distributed on districts and governorates for rural and urban.

----> Sample frame:

Listing and numbering results of 2009-2010 Population and Housing Survey were adopted in all the governorates including Kurdistan Region as a frame to select households, the sample was selected in two stages: Stage 1: Primary sampling unit (blocks) within each stratum (district) for urban and rural were systematically selected with probability proportional to size to reach 2832 units (cluster). Stage two: 9 households from each primary sampling unit were selected to create a cluster, thus the sample size of total survey clusters was 25488 households distributed on the governorates, 216 households in each district.

----> Sampling Stages:

In each district, the sample was selected in two stages: Stage 1: based on 2010 listing and numbering frame 24 sample points were selected within each stratum through systematic sampling with probability proportional to size, in addition to the implicit breakdown urban and rural and geographic breakdown (sub-district, quarter, street, county, village and block). Stage 2: Using households as secondary sampling units, 9 households were selected from each sample point using systematic equal probability sampling. Sampling frames of each stages can be developed based on 2010 building listing and numbering without updating household lists. In some small districts, random selection processes of primary sampling may lead to select less than 24 units therefore a sampling unit is selected more than once , the selection may reach two cluster or more from the same enumeration unit when it is necessary.

Mode of data collection

Face-to-face [f2f]

Research instrument

----> Preparation:

The questionnaire of 2006 survey was adopted in designing the questionnaire of 2012 survey on which many revisions were made. Two rounds of pre-test were carried out. Revision were made based on the feedback of field work team, World Bank consultants and others, other revisions were made before final version was implemented in a pilot survey in September 2011. After the pilot survey implemented, other revisions were made in based on the challenges and feedbacks emerged during the implementation to implement the final version in the actual survey.

----> Questionnaire Parts:

The questionnaire consists of four parts each with several sections: Part 1: Socio – Economic Data: - Section 1: Household Roster - Section 2: Emigration - Section 3: Food Rations - Section 4: housing - Section 5: education - Section 6: health - Section 7: Physical measurements - Section 8: job seeking and previous job

Part 2: Monthly, Quarterly and Annual Expenditures: - Section 9: Expenditures on Non – Food Commodities and Services (past 30 days). - Section 10 : Expenditures on Non – Food Commodities and Services (past 90 days). - Section 11: Expenditures on Non – Food Commodities and Services (past 12 months). - Section 12: Expenditures on Non-food Frequent Food Stuff and Commodities (7 days). - Section 12, Table 1: Meals Had Within the Residential Unit. - Section 12, table 2: Number of Persons Participate in the Meals within Household Expenditure Other Than its Members.

Part 3: Income and Other Data: - Section 13: Job - Section 14: paid jobs - Section 15: Agriculture, forestry and fishing - Section 16: Household non – agricultural projects - Section 17: Income from ownership and transfers - Section 18: Durable goods - Section 19: Loans, advances and subsidies - Section 20: Shocks and strategy of dealing in the households - Section 21: Time use - Section 22: Justice - Section 23: Satisfaction in life - Section 24: Food consumption during past 7 days

Part 4: Diary of Daily Expenditures: Diary of expenditure is an essential component of this survey. It is left at the household to record all the daily purchases such as expenditures on food and frequent non-food items such as gasoline, newspapers…etc. during 7 days. Two pages were allocated for recording the expenditures of each day, thus the roster will be consists of 14 pages.

Cleaning operations

----> Raw Data:

Data Editing and Processing: To ensure accuracy and consistency, the data were edited at the following stages: 1. Interviewer: Checks all answers on the household questionnaire, confirming that they are clear and correct. 2. Local Supervisor: Checks to make sure that questions has been correctly completed. 3. Statistical analysis: After exporting data files from excel to SPSS, the Statistical Analysis Unit uses program commands to identify irregular or non-logical values in addition to auditing some variables. 4. World Bank consultants in coordination with the CSO data management team: the World Bank technical consultants use additional programs in SPSS and STAT to examine and correct remaining inconsistencies within the data files. The software detects errors by analyzing questionnaire items according to the expected parameter for each variable.

----> Harmonized Data:

• The SPSS package is used to harmonize the Iraq Household Socio Economic Survey (IHSES) 2007 with Iraq Household Socio Economic Survey (IHSES) 2012.
• The harmonization process starts with raw data files received from the Statistical Office.
• A program is generated for each dataset to create harmonized variables.
• Data is saved on the household and individual level, in SPSS and then converted to STATA, to be disseminated.

Response rate

Iraq Household Socio Economic Survey (IHSES) reached a total of 25488 households. Number of households refused to response was 305, response rate was 98.6%. The highest interview rates were in Ninevah and Muthanna (100%) while the lowest rates were in Sulaimaniya (92%).

Abstract

The objective of this three-year panel survey is to provide the Government of Nepal with empirical evidence on the patterns of exposure to shocks at the household level and on the vulnerability of households’ welfare to these shocks. It covers 6,000 households in non-metropolitan areas of Nepal, which were interviewed in mid 2016. Being a relatively comprehensive and representative (rural) sample household survey, it can also be used for other research into living conditions of Nepali households in rural areas. This is the entire dataset for the first wave of the survey. The same households will be reinterviewed in mid 2017 and mid 2018. The survey dataset contains a multi-topic survey which was completed for each of the 6,000 households, and a community survey fielded to a senior community representative at the village development committee (VDC) level in each of the 400 PSUs.

Geographic coverage

All non-metropolitan areas in Nepal. Non-metropolitan areas are as defined by the 2010 Census.

Analysis unit

Household, following the NLSS definition.

Kind of data

Sample survey data [ssd]

Sampling procedure

The sample frame was all households in non-metropolitan areas per the 2010 Census definition, excluding households in the Kathmandu valley (Kathmandu, Lalitpur and Bhaktapur districts). The country was segmented into 11 analytical strata, defined to correspond to those used in the NLSS III (excluding the three urban strata used there). To increase the concentration of sampled households, 50 of the 75 districts in Nepal were selected with probability proportional to size (the measure of size being the number of households). PSUs were selected with probability proportional to size from the entire list of wards in the 50 selected districts, one stratum at a time. The number of PSUs per stratum is proportional to the stratum's population share, and corresponds closely to the allocations used in the LFS-II and NLSS-III (adjusted for different overall numbers of PSUs in those surveys).

In each of the selected PSUs (administrative wards), survey teams compiled a list of households in the ward based on existing administrative records, and cross-checked with local leaders. The number of households shown in the list was compared to the ward population in the 2010 Census, adjusted for likely population growth. Where the listed population deviated by more than 10% from the projected population based on the Census data, the team conducted a full listing of households in the ward. 15 households were selected at random from the ward list for interviewing, and a further 5 households were selected as potential replacements.

Sampling deviation

During the fieldwork, one PSU in Lapu VDC was inaccessible due to weather, and was replaced by a ward in Hastichaur VDC using PPS sampling on that stratum (excluding the already selected PSUs). All other sampled PSUs were reached, and a full sample of 6,000 households was interviewed in the first wave.

Mode of data collection

Computer Assisted Personal Interview [capi]

Research instrument

The household questionnaire contained 16 modules: the household roster; education; health; housing and access to facilities; food expenses and home production; non-food expenditures and inventory of durable goods; jobs and time use; wage jobs; farming and livestock; non-agriculture enterprises/activities; migration; credit, savings, and financial assets; private assistance; public assistance; shocks; and anthropometrics (for children less than 5 years). Where possible, the style of questions was kept similar to those used in the NLSS-III questionnaire for comparability reasons. In some cases, new modules needed to be developed. The shocks questionnaire was developed by the World Bank team. A food security module was added based on the design recommended by USAID, and a psychosocial questionnaire was also developed by social development specialists in the World Bank. The section on government and other assistance was also redesigned to cover a broader range of programs and elicit information on details such as experience with enrollment and frequency of payment.

The community questionnaire was fielded to a senior community representative at the VDC level in each of the 400 PSUs. The purpose of the community questionnaire was to obtain further details on access to services in each PSU, to gather information on shocks at the community level, and to collect market price data. The questionnaire had six modules: respondent details; community characteristics; access to facilities; educational facilities; community shocks, household shocks; and market price.

Cleaning operations

These are the raw data entered and checked by the survey firm, formatted to conform to the original questionnaire numbering system and confidentialized. The data were cleaned for spelling errors and translation of Nepali phrases, and suspicious values were checked by calling respondents. No other transformations have taken place.

Response rate

Of the 6,000 originally sampled households, 5,191 agreed to be interviewed. Of the 13.5% of households that were not interviewed, 11.1% were resident but could not be located by the team after two attempts, 0.9% were found to have outmigrated, and 1.4% refused. The 809 replacement households were drawn in order from the randomized list created during sampling (see above).

Abstract

The documented dataset covers Enterprise Survey (ES) panel data collected in Malawi in 2009 and 2014, as part of Africa Enterprise Surveys roll-out, an initiative of the World Bank.

New Enterprise Surveys target a sample consisting of longitudinal (panel) observations and new cross-sectional data. Panel firms are prioritized in the sample selection, comprising up to 50% of the sample in the current wave. For all panel firms, regardless of the sample, current eligibility or operating status is determined and included in panel datasets.

Malawi ES 2014 was conducted between April 2014 and February 2015, Malawi ES 2009 was carried out in May - July 2009. The objective of the Enterprise Survey is to obtain feedback from enterprises on the state of the private sector as well as to help in building a panel of enterprise data that will make it possible to track changes in the business environment over time, thus allowing, for example, impact assessments of reforms. Through interviews with firms in the manufacturing and services sectors, the survey assesses the constraints to private sector growth and creates statistically significant business environment indicators that are comparable across countries.

Stratified random sampling was used to select the surveyed businesses. The data was collected using face-to-face interviews.

Data from 673 establishments was analyzed: 436 businesses were from 2014 ES only, 63 - from 2009 ES only, and 174 firms were from both 2009 and 2014 panels.

The standard Enterprise Survey topics include firm characteristics, gender participation, access to finance, annual sales, costs of inputs and labor, workforce composition, bribery, licensing, infrastructure, trade, crime, competition, capacity utilization, land and permits, taxation, informality, business-government relations, innovation and technology, and performance measures. Over 90 percent of the questions objectively measure characteristics of a country’s business environment. The remaining questions assess the survey respondents’ opinions on what are the obstacles to firm growth and performance.

Geographic coverage

National

Analysis unit

The primary sampling unit of the study is an establishment. An establishment is a physical location where business is carried out and where industrial operations take place or services are provided. A firm may be composed of one or more establishments. For example, a brewery may have several bottling plants and several establishments for distribution. For the purposes of this survey an establishment must make its own financial decisions and have its own financial statements separate from those of the firm. An establishment must also have its own management and control over its payroll.

Universe

The whole population, or the universe, covered in the Enterprise Surveys is the non-agricultural private economy. It comprises: all manufacturing sectors according to the ISIC Revision 3.1 group classification (group D), construction sector (group F), services sector (groups G and H), and transport, storage, and communications sector (group I). Note that this population definition excludes the following sectors: financial intermediation (group J), real estate and renting activities (group K, except sub-sector 72, IT, which was added to the population under study), and all public or utilities sectors. Companies with 100% government ownership are not eligible to participate in the Enterprise Surveys.

Kind of data

Sample survey data [ssd]

Sampling procedure

For the Malawi ES, multiple sample frames were used: a sample frame was built using data compiled from local and municipal business registries. Due to the fact that the previous round of surveys utilized different stratification criteria in the 2009 survey sample, the presence of panel firms was limited to a maximum of 50% of the achieved interviews in each stratum. That sample is referred to as the panel.

Mode of data collection

Face-to-face [f2f]

Research instrument

The following survey instruments were used for Malawi ES 2009 and 2014: - Manufacturing Module Questionnaire - Services Module Questionnaire

The survey is fielded via manufacturing or services questionnaires in order not to ask questions that are irrelevant to specific types of firms, e.g. a question that relates to production and nonproduction workers should not be asked of a retail firm. In addition to questions that are asked across countries, all surveys are customized and contain country-specific questions. An example of customization would be including tourism-related questions that are asked in certain countries when tourism is an existing or potential sector of economic growth. There is a skip pattern in the Service Module Questionnaire for questions that apply only to retail firms.

Cleaning operations

Data entry and quality controls are implemented by the contractor and data is delivered to the World Bank in batches (typically 10%, 50% and 100%). These data deliveries are checked for logical consistency, out of range values, skip patterns, and duplicate entries. Problems are flagged by the World Bank and corrected by the implementing contractor through data checks, callbacks, and revisiting establishments.

Response rate

Survey non-response must be differentiated from item non-response. The former refers to refusals to participate in the survey altogether whereas the latter refers to the refusals to answer some specific questions. Enterprise Surveys suffer from both problems and different strategies were used to address these issues.

Item non-response was addressed by two strategies: a- For sensitive questions that may generate negative reactions from the respondent, such as corruption or tax evasion, enumerators were instructed to collect "Refusal to respond" (-8) as a different option from "Don't know" (-9). b- Establishments with incomplete information were re-contacted in order to complete this information, whenever necessary.

Survey non-response was addressed by maximizing efforts to contact establishments that were initially selected for interview. Attempts were made to contact the establishment for interview at different times/days of the week before a replacement establishment (with similar strata characteristics) was suggested for interview. Survey non-response did occur but substitutions were made in order to potentially achieve strata-specific goals.

Abstract

The documented dataset covers Enterprise Survey (ES) panel data collected in Liberia in 2009 and 2017, as part of the Enterprise Survey initiative of the World Bank. An Indicator Survey is similar to an Enterprise Survey; it is implemented for smaller economies where the sampling strategies inherent in an Enterprise Survey are often not applicable due to the limited universe of firms.

The objective of the 2009-2017 Enterprise Survey is to obtain feedback from enterprises in client countries on the state of the private sector as well as to build a panel of enterprise data that will make it possible to track changes in the business environment over time and allow, for example, impact assessments of reforms. Through interviews with firms in the manufacturing and services sectors, the Indicator Survey data provides information on the constraints to private sector growth and is used to create statistically significant business environment indicators that are comparable across countries.

As part of its strategic goal of building a climate for investment, job creation, and sustainable growth, the World Bank has promoted improving the business environment as a key strategy for development, which has led to a systematic effort in collecting enterprise data across countries. The Enterprise Surveys (ES) are an ongoing World Bank project in collecting both objective data based on firms' experiences and enterprises' perception of the environment in which they operate.

Geographic coverage

National

Analysis unit

The primary sampling unit of the study is the establishment. An establishment is a physical location where business is carried out and where industrial operations take place or services are provided. A firm may be composed of one or more establishments. For example, a brewery may have several bottling plants and several establishments for distribution. For the purposes of this survey an establishment must make its own financial decisions and have its own financial statements separate from those of the firm. An establishment must also have its own management and control over its payroll.

Universe

The whole population, or the universe, covered in the Enterprise Surveys is the non-agricultural economy. It comprises: all manufacturing sectors according to the ISIC Revision 3.1 group classification (group D), construction sector (group F), services sector (groups G and H), and transport, storage, and communications sector (group I). Note that this population definition excludes the following sectors: financial intermediation (group J), real estate and renting activities (group K, except sub-sector 72, IT, which was added to the population under study), and all public or utilities sectors.

Kind of data

Sample survey data [ssd]

Sampling procedure

The sample for the 2009-2017 Liberia Enterprise Survey (ES) was selected using stratified random sampling, following the methodology explained in the Sampling Note. Stratified random was preferred over simple random sampling for several reasons: - To obtain unbiased estimates for different subdivisions of the population with some known level of precision. - To obtain unbiased estimates for the whole population. The whole population, or universe of the study, is the non-agricultural economy. It comprises: all manufacturing sectors according to the group classification of ISIC Revision 3.1: (group D), construction sector (group F), services sector (groups G and H), and transport, storage, and communications sector (group I). Note that this definition excludes the following sectors: financial intermediation (group J), real estate and renting activities (group K, except subsector 72, IT, which was added to the population under study), and all public or utilities sectors.

• To make sure that the final total sample includes establishments from all different sectors and that it is not concentrated in one or two of industries/sizes/regions.
• To exploit the benefits of stratified sampling where population estimates, in most cases, will be more precise than using a simple random sampling method (i.e., lower standard errors, other things being equal.)
• Stratification may produce a smaller bound on the error of estimation than would be produced by a simple random sample of the same size. This result is particularly true if measurements within strata are homogeneous.

• The cost per observation in the survey may be reduced by stratification of the population elements into convenient groupings.

  Three levels of stratification were used in this country: industry, establishment size, and region. Industry stratification was designed as follows: the universe was stratified as into manufacturing and services industries. Manufacturing (ISIC Rev. 3.1 codes 15 - 37), and Services (ISIC codes 45, 50-52, 55, 60-64, and 72). For the Liberia ES, size stratification was defined as follows: small (5 to 19 employees), medium (20 to 99 employees), and large (100 or more employees).
  Regional stratification for the Liberia ES was done across three regions: Montserrado, Margibi, and Nimba.

Mode of data collection

Face-to-face [f2f]

Research instrument

The current survey instruments are available: - Services and Manufacturing Questionnaire - Screener Questionnaire.

The standard Enterprise Survey topics include firm characteristics, gender participation, access to finance, annual sales, costs of inputs/labor, workforce composition, bribery, licensing, infrastructure, trade, crime, competition, capacity utilization, land and permits, taxation, informality, business-government relations, innovation and technology, and performance measures. Over 90% of the questions objectively ascertain characteristics of a country's business environment. The remaining questions assess the survey respondents' opinions on what are the obstacles to firm growth and performance.

Cleaning operations

Data entry and quality controls are implemented by the contractor and data is delivered to the World Bank in batches (typically 10%, 50% and 100%). These data deliveries are checked for logical consistency, out of range values, skip patterns, and duplicate entries. Problems are flagged by the World Bank and corrected by the implementing contractor through data checks, callbacks, and revisiting establishments.

Response rate

There was a high response rate especially as a result of positive attitude towards the international community in collaboration with the government in their reconstruction efforts after a period of civil strife.There was also very positive attitude towards World Bank initiatives.

Abstract

The documented dataset covers Enterprise Survey (ES) panel data collected in Lesotho in 2009 and 2016, as part of Africa Enterprise Surveys rollout, an initiative of the World Bank. The objective of the Enterprise Survey is to obtain feedback from enterprises on the state of the private sector as well as to help in building a panel of enterprise data that will make it possible to track changes in the business environment over time, thus allowing, for example, impact assessments of reforms.

Enterprise Surveys target a sample consisting of longitudinal (panel) observations and new cross-sectional data. Panel firms are prioritized in the sample selection, comprising up to 50% of the sample in the current wave. For all panel firms, regardless of the sample, current eligibility or operating status is determined and included in panel datasets.

Lesotho ES 2009 was conducted from September 2008 to February 2009, Lesotho ES 2016 was carried out in June - August 2016. Stratified random sampling was used to select the surveyed businesses. Data was collected using face-to-face interviews.

Data from 301 establishments was analyzed: 90 businesses were from 2009 only, 89 - from 2016 only, and 122 firms were from 2009 and 2016.

The standard Enterprise Survey topics include firm characteristics, gender participation, access to finance, annual sales, costs of inputs and labor, workforce composition, bribery, licensing, infrastructure, trade, crime, competition, capacity utilization, land and permits, taxation, informality, business-government relations, innovation and technology, and performance measures. Over 90 percent of the questions objectively measure characteristics of a country’s business environment. The remaining questions assess the survey respondents’ opinions on what are the obstacles to firm growth and performance.

Geographic coverage

National

Analysis unit

The primary sampling unit of the study is an establishment. An establishment is a physical location where business is carried out and where industrial operations take place or services are provided. A firm may be composed of one or more establishments. For example, a brewery may have several bottling plants and several establishments for distribution. For the purposes of this survey an establishment must make its own financial decisions and have its own financial statements separate from those of the firm. An establishment must also have its own management and control over its payroll.

Universe

The whole population, or the universe, covered in the Enterprise Surveys is the non-agricultural private economy. It comprises: all manufacturing sectors according to the ISIC Revision 3.1 group classification (group D), construction sector (group F), services sector (groups G and H), and transport, storage, and communications sector (group I). Note that this population definition excludes the following sectors: financial intermediation (group J), real estate and renting activities (group K, except sub-sector 72, IT, which was added to the population under study), and all public or utilities sectors. Companies with 100% government ownership are not eligible to participate in the Enterprise Surveys.

Kind of data

Sample survey data [ssd]

Sampling procedure

Two levels of stratification were used in this country: industry and establishment size.

Industry stratification was designed as follows: the universe was stratified as into manufacturing and services industries - Manufacturing (ISIC Rev. 3.1 codes 15 - 37), and Services (ISIC codes 45, 50-52, 55, 60-64, and 72).

For the Lesotho ES, size stratification was defined as follows: small (5 to 19 employees), medium (20 to 99 employees), and large (100 or more employees). Regional stratification did not take place for the Lesotho ES.

In 2009, it was not possible to obtain a single usable frame for Lesotho. Instead frames were obtained from two government branches: the Chamber of Commerce and the Ministry of Trade, Industry, Cooperatives and Marketing. Those frames were merged and duplicates removed to provide the frame used for the survey.

In 2016 ES, the sample frame consisted of listings of firms from two sources: for panel firms the list of 151 firms from the Lesotho 2009 ES was used and for fresh firms (i.e., firms not covered in 2009) firm data from Lesotho Bureau of Statistics Business Register, published in August 2015, was used.

Mode of data collection

Face-to-face [f2f]

Research instrument

The following survey instruments were used for Lesotho ES: - Manufacturing Module Questionnaire - Services Module Questionnaire

The survey is fielded via manufacturing or services questionnaires in order not to ask questions that are irrelevant to specific types of firms, e.g. a question that relates to production and nonproduction workers should not be asked of a retail firm. In addition to questions that are asked across countries, all surveys are customized and contain country-specific questions. An example of customization would be including tourism-related questions that are asked in certain countries when tourism is an existing or potential sector of economic growth. There is a skip pattern in the Service Module Questionnaire for questions that apply only to retail firms.

Cleaning operations

Data entry and quality controls are implemented by the contractor and data is delivered to the World Bank in batches (typically 10%, 50% and 100%). These data deliveries are checked for logical consistency, out of range values, skip patterns, and duplicate entries. Problems are flagged by the World Bank and corrected by the implementing contractor through data checks, callbacks, and revisiting establishments.

Response rate

Survey non-response must be differentiated from item non-response. The former refers to refusals to participate in the survey altogether whereas the latter refers to the refusals to answer some specific questions. Enterprise Surveys suffer from both problems and different strategies were used to address these issues.

Item non-response was addressed by two strategies: a- For sensitive questions that may generate negative reactions from the respondent, such as corruption or tax evasion, enumerators were instructed to collect "Refusal to respond" (-8) as a different option from "Don't know" (-9). b- Establishments with incomplete information were re-contacted in order to complete this information, whenever necessary.

Survey non-response was addressed by maximizing efforts to contact establishments that were initially selected for interview. Attempts were made to contact the establishment for interview at different times/days of the week before a replacement establishment (with similar strata characteristics) was suggested for interview. Survey non-response did occur but substitutions were made in order to potentially achieve strata-specific goals.