Abstract

The Project for Statistics on Living standards and Development was a countrywide World Bank sponsored Living Standards Measurement Survey. It covered approximately 9000 households, drawn from a representative sample of South African households. The fieldwork was undertaken during the nine months leading up to the country's first democratic elections at the end of April 1994. The purpose of the survey was to collect data on the conditions under which South Africans live in order to provide policymakers with the data necessary for development planning. This data would aid the implementation of goals such as those outlined in the Government of National Unity's Reconstruction and Development Programme.

Geographic coverage

The survey had national coverage

Analysis unit

Households and individuals

Universe

The survey covered all household members. Individuals in hospitals, old age homes, hotels and hostels of educational institutions were not included in the sample. Migrant labour hostels were included. In addition to those that turned up in the selected ESDs, a sample of three hostels was chosen from a national list provided by the Human Sciences Research Council and within each of these hostels a representative sample was drawn for the households in ESDs.

Kind of data

Sample survey data

Mode of data collection

Face-to-face [f2f]

Research instrument

The main instrument used in the survey was a comprehensive household questionnaire. This questionnaire covered a wide range of topics but was not intended to provide exhaustive coverage of any single subject. In other words, it was an integrated questionnaire aimed at capturing different aspects of living standards. The topics covered included demographics, household services, household expenditure, educational status and expenditure, remittances and marital maintenance, land access and use, employment and income, health status and expenditure and anthropometry (children under the age of six were weighed and their heights measured). This questionnaire was available to households in two languages, namely English and Afrikaans. In addition, interviewers had in their possession a translation in the dominant African language/s of the region.

In addition to the detailed household questionnaire, a community questionnaire was administered in each cluster of the sample. The purpose of this questionnaire was to elicit information on the facilities available to the community in each cluster. Questions related primarily to the provision of education, health and recreational facilities. Furthermore there was a detailed section for the prices of a range of commodities from two retail sources in or near the cluster: a formal source such as a supermarket and a less formal one such as the "corner cafe" or a "spaza". The purpose of this latter section was to obtain a measure of regional price variation both by region and by retail source. These prices were obtained by the interviewer. For the questions relating to the provision of facilities, respondents were "prominent" members of the community such as school principals, priests and chiefs.

A literacy assessment module (LAM) was administered to two respondents in each household, (a household member 13-18 years old and a one between 18 and 50) to assess literacy levels.

Data appraisal

The data collected in clusters 217 and 218 are highly unreliable and have therefore been removed from the dataset currently available on the portal. Researchers who have downloaded the data in the past should download version 2.0 of the dataset to ensure they have the corrected data. Version 2.0 of the dataset excludes two clusters from both the 1993 and 1998 samples. During follow-up field research for the KwaZulu-Natal Income Dynamics Study (KIDS) in May 2001 it was discovered that all 39 household interviews in clusters 217 and 218 had been fabricated in both 1993 and 1998. These households have been dropped in the updated release of the data. In addition, cluster 206 is now coded as urban as this was incorrectly coded as rural in the first release of the data. Note: Weights calculated by the World Bank and provided with the original data are NOT updated to reflect these changes.

Abstract

The Project for Statistics on Living standards and Development was a coutrywide World Bank Living Standards Measurement Survey. It covered approximately 9000 households, drawn from a representative sample of South African households. The fieldwork was undertaken during the nine months leading up to the country's first democratic elections at the end of April 1994. The purpose of the survey was to collect statistical information about the conditions under which South Africans live in order to provide policymakers with the data necessary for planning strategies. This data would aid the implementation of goals such as those outlined in the Government of National Unity's Reconstruction and Development Programme.

Geographic coverage

National coverage

Analysis unit

• Households
• Individuals
• Community

Kind of data

Sample survey data [ssd]

Sampling procedure

Sample size is 9,000 households

The sample design adopted for the study was a two-stage self-weightingdesign in which the first stage units were Census Enumerator Subdistricts (ESDs, or their equivalent) and the second stage were households.

The advantage of using such a design is that it provides a representative sample that need not be based on accurate census population distribution.in the case of South Africa, the sample will automatically include many poor people, without the need to go beyond this and oversample the poor. Proportionate sampling as in such a self-weighting sample design offers the simplest possible data files for further analysis, as weights do not have to be added. However, in the end this advantage could not be retained and weights had to be added.

The sampling frame was drawn up on the basis of small, clearly demarcated area units, each with a population estimate. The nature of the self-weighting procedure adopted ensured that this population estimate was not important for determining the final sample, however. For most of the country, census ESDs were used. Where some ESDs comprised relatively large populations as for instance in some black townships such as Soweto, aerial photographs were used to divide the areas into blocks of approximately equal population size. In other instances, particularly in some of the former homelands, the area units were not ESDs but villages or village groups.

In the sample design chosen, the area stage units (generally ESDs) were selected with probability proportional to size, based on the census population. Systematic sampling was used throughout that is, sampling at fixed interval in a list of ESDs, starting at a randomly selected starting point. Given that sampling was self-weighting, the impact of stratification was expected to be modest. The main objective was to ensure that the racial and geographic breakdown approximated the national population distribution. This was done by listing the area stage units (ESDs) by statistical region and then within the statistical region by urban or rural. Within these sub-statistical regions, the ESDs were then listed in order of percentage African. The sampling interval for the selection of the ESDs was obtained by dividing the 1991 census population of 38,120,853 by the 300 clusters to be selected. This yielded 105,800. Starting at a randomly selected point, every 105,800th person down the cluster list was selected. This ensured both geographic and racial diversity (ESDs were ordered by statistical sub-region and proportion of the population African). In three or four instances, the ESD chosen was judged inaccessible and replaced with a similar one.

In the second sampling stage the unit of analysis was the household. In each selected ESD a listing or enumeration of households was carried out by means of a field operation. From the households listed in an ESD a sample of households was selected by systematic sampling. Even though the ultimate enumeration unit was the household, in most cases "stands" were used as enumeration units. However, when a stand was chosen as the enumeration unit all households on that stand had to be interviewed.

Census population data, however, was available only for 1991. An assumption on population growth was thus made to obtain an approximation of the population size for 1993, the year of the survey. The sampling interval at the level of the household was determined in the following way: Based on the decision to have a take of 125 individuals on average per cluster (i.e. assuming 5 members per household to give an average cluster size of 25 households), the interval of households to be selected was determined as the census population divided by 118.1, i.e. allowing for population growth since the census. It was subsequently discovered that population growth was slightly over-estimated but this had little effect on the findings of the survey.

Individuals in hospitals, old age homes, hotels and hostels of educational institutions were not included in the sample. Migrant labour hostels were included. In addition to those that turned up in the selected ESDs, a sample of three hostels was chosen from a national list provided by the Human Sciences Research Council and within each of these hostels a representative sample was drawn on a similar basis as described abovefor the households in ESDs.

Mode of data collection

Face-to-face [f2f]

Research instrument

The main instrument used in the survey was a comprehensive household questionnaire. This questionnaire covered a wide range of topics but was not intended to provide exhaustive coverage of any single subject. In other words, it was an integrated questionnaire aimed at capturing different aspects of living standards. The topics covered included demography, household services, household expenditure, educational status and expenditure, remittances and marital maintenance, land access and use, employment and income, health status and expenditure and anthropometry (children under the age of six were weighed and their heights measured). This questionnaire was available to households in two languages, namely English and Afrikaans. In addition, interviewers had in their possession a translation in the dominant African language/s of the region.

In addition to the detailed household questionnaire referred to above, a community questionnaire was administered in each cluster of the sample. The purpose of this questionnaire was to elicit information on the facilities available to the community in each cluster. Questions related primarily to the provision of education, health and recreational facilities. Furthermore there was a detailed section for the prices of a range of commodities from two retail sources in or near the cluster: a formal source such as a supermarket and a less formal one such as the "corner cafe" or a "spaza". The purpose of this latter section was to obtain a measure of regional price variation both by region and by retail source. These prices were obtained by the interviewer. For the questions relating to the provision of facilities, respondents were "prominent" members of the community such as school principals, priests and chiefs.

Cleaning operations

All the questionnaires were checked when received. Where information was incomplete or appeared contradictory, the questionnaire was sent back to the relevant survey organization. As soon as the data was available, it was captured using local development platform ADE. This was completed in February 1994. Following this, a series of exploratory programs were written to highlight inconsistencies and outlier. For example, all person level files were linked together to ensure that the same person code reported in different sections of the questionnaire corresponded to the same person. The error reports from these programs were compared to the questionnaires and the necessary alterations made. This was a lengthy process, as several files were checked more than once, and completed at the beginning of August 1994. In some cases questionnaires would contain missing values, or comments that the respondent did not know, or refused to answer a question.

These responses are coded in the data files with the following values: VALUE MEANING -1 : The data was not available on the questionnaire or form -2 : The field is not applicable -3 : Respondent refused to answer -4 : Respondent did not know answer to question

Data appraisal

The data collected in clusters 217 and 218 should be viewed as highly unreliable and therefore removed from the data set. The data currently available on the web site has been revised to remove the data from these clusters. Researchers who have downloaded the data in the past should revise their data sets. For information on the data in those clusters, contact SALDRU http://www.saldru.uct.ac.za/.

Abstract

The Project for Statistics on Living standards and Development was a coutrywide World Bank Living Standards Measurement Survey. It covered approximately 9000 households, drawn from a representative sample of South African households. The fieldwork was undertaken during the nine months leading up to the country's first democratic elections at the end of April 1994. The purpose of the survey was to collect statistical information about the conditions under which South Africans live in order to provide policymakers with the data necessary for planning strategies. This data would aid the implementation of goals such as those outlined in the Government of National Unity's Reconstruction and Development Programme.

Geographic coverage

National coverage

Analysis unit

• Households
• Individuals
• Community

Universe

All Household members.

Individuals in hospitals, old age homes, hotels and hostels of educational institutions were not included in the sample. Migrant labour hostels were included. In addition to those that turned up in the selected ESDs, a sample of three hostels was chosen from a national list provided by the Human Sciences Research Council and within each of these hostels a representative sample was drawn on a similar basis as described above for the households in ESDs.

Kind of data

Sample survey data [ssd]

Sampling procedure

Sample size is 9,000 households

The sample design adopted for the study was a two-stage self-weightingdesign in which the first stage units were Census Enumerator Subdistricts (ESDs, or their equivalent) and the second stage were households.

The advantage of using such a design is that it provides a representative sample that need not be based on accurate census population distribution.in the case of South Africa, the sample will automatically include many poor people, without the need to go beyond this and oversample the poor. Proportionate sampling as in such a self-weighting sample design offers the simplest possible data files for further analysis, as weights do not have to be added. However, in the end this advantage could not be retained and weights had to be added.

The sampling frame was drawn up on the basis of small, clearly demarcated area units, each with a population estimate. The nature of the self-weighting procedure adopted ensured that this population estimate was not important for determining the final sample, however. For most of the country, census ESDs were used. Where some ESDs comprised relatively large populations as for instance in some black townships such as Soweto, aerial photographs were used to divide the areas into blocks of approximately equal population size. In other instances, particularly in some of the former homelands, the area units were not ESDs but villages or village groups.

In the sample design chosen, the area stage units (generally ESDs) were selected with probability proportional to size, based on the census population. Systematic sampling was used throughout that is, sampling at fixed interval in a list of ESDs, starting at a randomly selected starting point. Given that sampling was self-weighting, the impact of stratification was expected to be modest. The main objective was to ensure that the racial and geographic breakdown approximated the national population distribution. This was done by listing the area stage units (ESDs) by statistical region and then within the statistical region by urban or rural. Within these sub-statistical regions, the ESDs were then listed in order of percentage African. The sampling interval for the selection of the ESDs was obtained by dividing the 1991 census population of 38,120,853 by the 300 clusters to be selected. This yielded 105,800. Starting at a randomly selected point, every 105,800th person down the cluster list was selected. This ensured both geographic and racial diversity (ESDs were ordered by statistical sub-region and proportion of the population African). In three or four instances, the ESD chosen was judged inaccessible and replaced with a similar one.

In the second sampling stage the unit of analysis was the household. In each selected ESD a listing or enumeration of households was carried out by means of a field operation. From the households listed in an ESD a sample of households was selected by systematic sampling. Even though the ultimate enumeration unit was the household, in most cases "stands" were used as enumeration units. However, when a stand was chosen as the enumeration unit all households on that stand had to be interviewed.

Census population data, however, was available only for 1991. An assumption on population growth was thus made to obtain an approximation of the population size for 1993, the year of the survey. The sampling interval at the level of the household was determined in the following way: Based on the decision to have a take of 125 individuals on average per cluster (i.e. assuming 5 members per household to give an average cluster size of 25 households), the interval of households to be selected was determined as the census population divided by 118.1, i.e. allowing for population growth since the census. It was subsequently discovered that population growth was slightly over-estimated but this had little effect on the findings of the survey.

Individuals in hospitals, old age homes, hotels and hostels of educational institutions were not included in the sample. Migrant labour hostels were included. In addition to those that turned up in the selected ESDs, a sample of three hostels was chosen from a national list provided by the Human Sciences Research Council and within each of these hostels a representative sample was drawn on a similar basis as described abovefor the households in ESDs.

Mode of data collection

Face-to-face [f2f]

Research instrument

The main instrument used in the survey was a comprehensive household questionnaire. This questionnaire covered a wide range of topics but was not intended to provide exhaustive coverage of any single subject. In other words, it was an integrated questionnaire aimed at capturing different aspects of living standards. The topics covered included demography, household services, household expenditure, educational status and expenditure, remittances and marital maintenance, land access and use, employment and income, health status and expenditure and anthropometry (children under the age of six were weighed and their heights measured). This questionnaire was available to households in two languages, namely English and Afrikaans. In addition, interviewers had in their possession a translation in the dominant African language/s of the region.

In addition to the detailed household questionnaire referred to above, a community questionnaire was administered in each cluster of the sample. The purpose of this questionnaire was to elicit information on the facilities available to the community in each cluster. Questions related primarily to the provision of education, health and recreational facilities. Furthermore there was a detailed section for the prices of a range of commodities from two retail sources in or near the cluster: a formal source such as a supermarket and a less formal one such as the "corner cafe" or a "spaza". The purpose of this latter section was to obtain a measure of regional price variation both by region and by retail source. These prices were obtained by the interviewer. For the questions relating to the provision of facilities, respondents were "prominent" members of the community such as school principals, priests and chiefs.

Cleaning operations

All the questionnaires were checked when received. Where information was incomplete or appeared contradictory, the questionnaire was sent back to the relevant survey organization. As soon as the data was available, it was captured using local development platform ADE. This was completed in February 1994. Following this, a series of exploratory programs were written to highlight inconsistencies and outlier. For example, all person level files were linked together to ensure that the same person code reported in different sections of the questionnaire corresponded to the same person. The error reports from these programs were compared to the questionnaires and the necessary alterations made. This was a lengthy process, as several files were checked more than once, and completed at the beginning of August 1994. In some cases questionnaires would contain missing values, or comments that the respondent did not know, or refused to answer a question.

These responses are coded in the data files with the following values: VALUE MEANING -1 : The data was not available on the questionnaire or form -2 : The field is not applicable -3 : Respondent refused to answer -4 : Respondent did not know answer to question

Data appraisal

The data collected in clusters 217 and 218 should be viewed as highly unreliable and therefore removed from the data set. The data currently available on the web site has been revised to remove the data from these clusters. Researchers who have downloaded the data in the past should revise their data sets. For information on the data in those clusters, contact SALDRU http://www.saldru.uct.ac.za/.